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senior manager regulatory compliance and oversight jobs in Canada

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Alterna Savings - Toronto, ON
7 years’ progressive experience in a regulatory compliance, regulatory audit and/or … must work closely with all business partners to ensure a sound compliance …
2 days ago - More
BMO Financial Group - Toronto, ON
… methodology, metrics and program standards for the assigned portfolio to ensure compliance … to senior leaders on strategy and new initiatives, based on an in …
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Aligned Capital Partners Inc. - Burlington, ON
This is a senior level leadership position in the Business Integrity Team … Daily, monthly and/or quarterly reviews of client activity and portfolio manager …
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BMO Financial Group - Toronto, ON
Oversee and ensure compliance to CMG’s CFTC’s regulatory obligations associated with the … work efforts that will assist with CMG’s compliance and adherence to all …
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Scotiabank - Toronto, ON
… compliance-to-mandate and product integrity perspective, resulting in reporting for regulatory …
1 day ago - More
RBC - Toronto, ON
… Operations groups (“Coverage Areas”) in relation to the management of regulatory compliance … to growing intelligently together and we need people like you to join …
7 days ago - More
CI Investments Inc - Toronto, ON
… is expected to manage and assist in the oversight of the regulatory … Apply regulatory rules, policies and sound judgement to respond to compliance related …
Scotiabank - Toronto, ON
In-depth knowledge of the securities industry, regulatory and compliance requirements, along … 31-103, 23-101, 24-101, IIROC Dealer Member Rules and privacy …
TD Bank - Toronto, ON
… be designated as a Chief Compliance Officer and must fulfill any regulatory … A chief compliance officer must not perform an activity as a part …
3 days ago - More
BMO Financial Group - Toronto, ON
… methodology, metrics and program standards for the assigned portfolio to ensure compliance … to senior leaders on strategy and new initiatives, based on an in …
Emergent Biosolutions - Winnipeg, MB
… interpreting regulatory requirements in the light of current guidance and international regulatory … brings, and while we look for people who share our Core Values …
10 days ago - More
CMHC - Ottawa, ON
You will ensure an oversight function to monitor and influence operational policies … and senior management across the Corporation on a continuous basis to ensure …
2 days ago - More
Scotiabank - Toronto, ON
… compliance with regulatory requirements, including mapping of regulations, documenting controls, implementing regulatory …
1 day ago - More
MUFG - Toronto, ON
… provides monitoring, oversight and guidance on regulatory control effectiveness, while leading compliance … At MUFG, we share a vision for our future, we share our …
BGIS - Ottawa, ON
… program within the portfolio for procedural development/review, regulatory and environmental compliance … team meeting on a bi-weekly basis with all COMs in the …
BMO Financial Group - Toronto, ON
… credit card issuing portfolios and to organize monthly 2nd line compliance oversight … Connect and ensure all 1st line compliance officers have access to the …
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BZAM Management Inc. - Maple Ridge, BC
… and will direct and develop department managers in organizational efficiency and regulatory … in our agile and strategic approach to market entry and investment in …
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BMO Financial Group - Toronto, ON
… Senior Manager oversee the Controllers group ongoing compliance with regulatory filings (BCAR … o Acts as a trusted advisor to assigned business/group related to …
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HSBC - Douglas, MB
Ability to lead and motivate other managers and staff on a cross … Senior Risk Manager RBWM and HOST , Channel Islands and Isle of Man …
Scotiabank - Toronto, ON
… business controls to meet obligations with respect to operational risk, regulatory compliance … in establishing a TPRM ABAC office and an ABAC office for Canada …
Alberta Securities Commission - Calgary, AB
… marketplaces, registrants (dealers, advisers, and investment fund managers), and industry self-regulatory …
8 days ago - More
HSBC - Toronto, ON
… information security, contingency, geopolitical, operational, credit, pension, insurance, compliance, regulatory, market and …
Workplace Safety and Insurance Board - Toronto, ON
… similar role, with strong knowledge and understanding of a compliance program, regulatory … to various WSIB business areas on potential risks, and determine how to …
Fairstone - Montréal, QC
… senior manager oversees the budgeting process for any compensation related matters (annual … benefits, pension, STD and LTD management and support to the HR dept …
Foresters Financial Services, Inc. - Toronto, ON
… regulatory requirements and relate them to business processes, regulatory risks and compliance … and other 2nd and 3rd line functions, to enhance and support the …
Canada Goose - Toronto, ON
… performance and is accountable for filing all appropriate compliance reports with regulatory … stages in order to mitigate risk of product safety in the market …
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