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| VP COMPLIANCE (Expired) |
| Avanta |
| VANCOUVER |
| VP COMPLIANCE Job code: 397 Job Category: Accounting & Finance City: Vancouver Job Description: VP Compliance - (please submit compensation expectations with CV) My client is a leader in their field of financial services and products. This company has a well established and respected compliance division and is looking for a VP of compliance to head up the department overseeing the compliance requirements for all financial services and capital markets. Responsibilities of the Senior Role are: Oversight for in depth compliance reviews, research and implementation policies and procedures including the coordination of compliance staff to ensure all necessary regulatory policies and procedures are implemented with adequate supporting information and that all findings are effectively and efficiently followed up, investigated or elevated to management as required. This role oversees the development and implementation of all protocols, policies and procedures, including operational manuals and user tools for the compliance requirements including all financial services, capital, syndication, corporate finance and research Assist when and where necessary a.... |
| Found at Avanta on 2010-08-16 01:59:06 |
| Recent VP COMPLIANCE jobs |
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Manager, Pharma Trade Strategy/ Pricing - TORONTO, ON PMPRB guideline compliance and risk management are in the scope of this challenging role. PRIMARY... ? Price Authorization Form process ? ePAF approval by CEO, VP, Marketing, and Director, Finance
Strategic Indirect Material Buyer - Calgary, AB - CALGARY, AB travel policy. Create and report compliance to the travel policy and corporate contracts to all BU stakeholders and drive year over year improvements in compliance. Develop and implement an HQ Indirect... substantial. Work with each divisional procurement leader or corporate functional VP to secure early
Head of AML Policies, Procedures and Governance - TORONTO, ON ? Wholesale Banking - including TD Securities Department Overview Appointment of the AVP/DVP/VP position title will be subject to the standard approval process. The TDBG Global AML Compliance Department is... Corporate Policies and Procedures and ensures that they are in compliance with all applicable laws, rules
Merchandising Manager, Ethnic Foods - HAMILTON, ON compliance and completed to the standard of execution that is communicated. ?Working knowledge of... and develop and execute an improvement plan with the assistance of the VP. ?Working with assigned
Human Resources Manager - Business Partner - BURLINGTON, ON : 23003 Location : Burlington ON CA L7P 5A7 Job Type : Full Time Career Level : Executive (SVP, VP... day management of employees reducing legal risks and ensuring regulatory compliance. Provide day-to
.... Vp Compliance jobs |
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