Regulatory Compliance Auditor job - CALGARY - International Financial Group |
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| Regulatory Compliance Auditor (Expired) |
| International Financial Group |
| CALGARY |
| Regulatory Compliance Auditor Job ID:5681 Salary Mid-Point: $75,000.00 Location: Calgary Job Type: Direct Hire IFG - International Financial Group is an international boutique that specializes only in the finance, accounting, tax and audit market niche. We are one of the fastest growing firms in this space in North America. We place tremendous value on understanding the specific needs and requirements of our clients and the unique strengths and desires of the professionals we represent. We serve as trusted advisors to build lasting relationships with both our clients and the professionals we represent to ensure overall success. Position Summary Our client, a national investment governing organization, has an opportunity for a Regulatory Compliance Auditor. Reporting directly to the Compliance Manager, the role entails the following aspects: · Plan and conduct on-site review of operations and accounting records to test the adequacy of internal controls · Test investment dealer’s adherence to rules that mitigate the risk of insolvency and protect customer cash and securities · Document business processes · Identify key controls · Identify the scope of required testing · Develop and p.... |
| Found at International Financial Group on 2012-01-27 20:30:46 |
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